Richard
Ott

Wells Fargo Clearing Services, LLC

CRD#4624354
Investment Advisor
in Orlando, FL
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About this Advisor

Richard Ott is a certified financial planner working out of Orlando, Florida, with 14 years of work experience. Ott is an advisor for Wells Fargo Clearing Services, LLC. Over the course of their career, Ott has held roles at Citigroup Global Markets Inc, Morgan Stanley Smith Barney, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Ott holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Florida and Texas. Wells Fargo Clearing Services, LLC is a firm that has its headquarters in Orlando, Florida. It has offices in 6,557 locations and a total of 26,409 financial advisors. It administers $473 billion in assets between its 1,432,715 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 6,248 charities and foundations. Of its 1,432,715 client accounts, 39% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The advisory firm performs a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually are based on which services are offered. However, fees charged by Wells Fargo Clearing Services, LLC can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

800 N Magnolia Ave Ste 1401
Orlando, FL 32803

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

FL Average: $11,469,110,461
Total Number of Employees

26,352

FL Average: 458
Total Number of Accounts

1,434,106

FL Average: 33,415
Average Account Size

$302,067

FL Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Richard Ott Work History

Richard has 14 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2009 (< 1 year)

Morgan Stanley Smith Barney

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2004 - 2009 (5 years)

Citigroup Global Markets Inc

Disclosures

Richard Ott has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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