Andres
Romero

Independent Advisor Alliance, LLC

CRD#2486195
Investment Advisor
in Atlanta, GA

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About this Advisor

Andres Romero is a certified financial planner based out of Atlanta, Georgia who has 4 years of relevant experience. Romero currently works for Independent Advisor Alliance, LLC. Their career trajectory has included roles at Metropolitan Life Insurance Company, Metlife Securities Inc, Lpl Financial LLC, Independent Financial Partners and Independent Advisor Alliance, LLC. Romero maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Georgia. Independent Advisor Alliance, LLC is a registered investment company based in Charlotte, NC. It has offices in 132 locations and a total of 227 financial advisors. It handles $10 billion in assets across its 47,432 customer accounts, making it one of the largest firms in the nation by assets under management. The firm serves 91 charitable organizations. Of its 47,432 accounts, 28% are associated with high-net-worth individuals who have more than $1 million in assets. The business has a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees typically are based on which services are provided. However, fee types billed by Independent Advisor Alliance, LLC can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5555 Glenridge Connector Suite 200
Atlanta, GA 30342

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$10,095,700,130

GA Average: $3,625,019,099
Total Number of Employees

227

GA Average: 22
Total Number of Accounts

47,432

GA Average: 1,917
Average Account Size

$212,846

GA Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Andres Romero Work History

Andres has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Independent Advisor Alliance, LLC

2015 - Present (9 years)

Lpl Financial LLC

2015 - 2019 (4 years)

Independent Financial Partners

1999 - 2015 (16 years)

Metropolitan Life Insurance Company

1999 - 2015 (16 years)

Metlife Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Andres Romero to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Advisor Alliance, LLC

Wesley Burrell
Springfield, MO
George Jameson Jr
Columbia, SC
William Addison
Columbia, SC
Steven Dye
Sussex, WI
Mona Khairi
Little Rock, AR
Ty Hensley
Charlotte, NC
David Bolick
Salisbury, NC
Allison Grier
Rock Hill, SC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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