Austin
Germain

Private Capital Management

CRD#7025815
Investment Advisor
in Naples, FL

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About this Advisor

Austin Germain is a financial advisor operating in Naples, Florida. Germain is currently employed by Private Capital Management. Their career trajectory has included roles at Equity Investment Corporation, Taylor White Employment Agency, Oakley, Inc, University Of Tampa, U.S. Air Force, Foreside Fund Distributors, LLC, Ascendant Capital Management, LLC, Northern Lights Distributors, LLC, Carnes Capital Corporation and Private Capital Management, LLC. Germain holds Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in Florida and Texas. Private Capital Management is a registered investment business operating out of Naples, FL. The company has a total of 19 financial advisors. It manages $957 million in assets across its 323 customer accounts, making it one of the larger investment advisory firms in the country by assets under management. The firm advises six charitable organizations. Of its 323 accounts, 66% are associated with high-net-worth investors who have at least $1 million in investable assets. The company performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees for financial advisory services are based on which services are provided. Fees charged by Private Capital Management most likely include any blend of asset-based and performance-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

8889 Pelican Bay Blvd. Suite 500
Naples, FL 34108-7512

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Private Capital Management Brokerage Details

Total Assets Under Management

$956,459,134

FL Average: $1,855,561,029
Total Number of Employees

19

FL Average: 62
Total Number of Accounts

323

FL Average: 2,474
Average Account Size

$2,961,174

FL Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Austin Germain Work History

Austin has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Carnes Capital Corporation

2023 - Present (1 year)

Private Capital Management, LLC

2022 - 2023 (1 year)

Ascendant Capital Management, LLC

2022 - 2023 (1 year)

Northern Lights Distributors, LLC

2021 - 2022 (1 year)

Ascendant Capital Management, LLC

2021 - 2022 (1 year)

Northern Lights Distributors, LLC

2019 - 2021 (2 years)

Foreside Fund Distributors, LLC

2018 - 2021 (3 years)

Equity Investment Corporation

2015 - 2018 (3 years)

Taylor White Employment Agency

2015 - 2015 (< 1 year)

Oakley, Inc

2013 - 2015 (2 years)

University Of Tampa

2009 - 2013 (4 years)

U.S. Air Force

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Austin Germain to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Private Capital Management

Erick Sonne
Naples, FL
Austin Germain
Naples, FL
David Sissman
Naples, FL
Max Deifik
Naples, FL
Jeffrey Fortier
Naples, FL
Gregg Powers
Naples, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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