Austin
Germain
Private Capital Management
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About this Advisor
Austin Germain is a financial advisor operating in Naples, Florida. Germain is currently employed by Private Capital Management. Their career trajectory has included roles at Equity Investment Corporation, Taylor White Employment Agency, Oakley, Inc, University Of Tampa, U.S. Air Force, Foreside Fund Distributors, LLC, Ascendant Capital Management, LLC, Northern Lights Distributors, LLC, Carnes Capital Corporation and Private Capital Management, LLC. Germain holds Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to work in Florida and Texas. Private Capital Management is a registered investment business operating out of Naples, FL. The company has a total of 19 financial advisors. It manages $957 million in assets across its 323 customer accounts, making it one of the larger investment advisory firms in the country by assets under management. The firm advises six charitable organizations. Of its 323 accounts, 66% are associated with high-net-worth investors who have at least $1 million in investable assets. The company performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees for financial advisory services are based on which services are provided. Fees charged by Private Capital Management most likely include any blend of asset-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Private Capital Management Brokerage Details
$956,459,134
19
323
$2,961,174
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Austin Germain Work History
Austin has been registered as a financial advisor for 0 years.*
Carnes Capital Corporation
Private Capital Management, LLC
Ascendant Capital Management, LLC
Northern Lights Distributors, LLC
Ascendant Capital Management, LLC
Northern Lights Distributors, LLC
Foreside Fund Distributors, LLC
Equity Investment Corporation
Taylor White Employment Agency
Oakley, Inc
University Of Tampa
U.S. Air Force
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Austin Germain to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Private Capital Management
Naples, FL
Naples, FL
Naples, FL
Naples, FL
Naples, FL
Naples, FL
Naples, FL
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