Jace
James

First Trust Advisors Lp

CRD#6598506
Investment Advisor
in Wheaton, IL

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About this Advisor

Jace James is a financial advisor working out of Wheaton, Illinois with a total of 6 years of relevant experience. James is currently employed by First Trust Advisors Lp. Over the course of their career, James has held roles at Northern Lights Distributors, LLC, University Of Missouri, Astor Investment Management LLC, First Trust Portfolios L.P and First Trust Advisors L.P. James holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Illinois. First Trust Advisors Lp is a company based in Wheaton, IL. The company has offices in two locations and a total of 637 employees. It handles $191 billion in assets between its 3,143 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. The company offers a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and publication of newsletters. Fees charged by financial advisors typically vary depending on which service is provided. However, fees charged by First Trust Advisors Lp may include asset-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Others

Office Location

120 E. Liberty Drive Suite 400
Wheaton, IL 60187

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First Trust Advisors Lp Brokerage Details

Total Assets Under Management

$190,452,000,000

IL Average: $6,674,516,078
Total Number of Employees

637

IL Average: 44
Total Number of Accounts

3,143

IL Average: 2,564
Average Account Size

$60,595,609

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

Jace James Work History

Jace has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

First Trust Portfolios L.P

2017 - Present (7 years)

First Trust Advisors L.P

2016 - 2017 (1 year)

Northern Lights Distributors, LLC

2015 - 2017 (2 years)

Astor Investment Management LLC

2012 - 2015 (3 years)

University Of Missouri

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jace James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Trust Advisors Lp

Jonathon Digiovanni
Wheaton, IL
Paul Brandwein
Wheaton, IL
Joshua Weaver
Eagle, ID
James Carlson
Wheaton, IL
Andrew Jahns
Wheaton, IL
John Mcguckin
Wheaton, IL
Drew Olson
Wheaton, IL
David Kinsey
Austin, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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