James
Carr
Cetera Investment Advisers LLC
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About this Advisor
James Carr is a financial advisor operating out of Columbiana, Alabama with a total of 2 years of industry experience. Carr works at Cetera Investment Advisers LLC. Over the course of their career, Carr has held roles at Edward Jones, University Of Alabama, Pnc Bank, Bo'S Bar, E*Trade Securities LLC, E*Trade Capital Management LLC, Mass Mutual Life Insurance Co, Mml Investors Services, LLC, Cetera Investment Services LLC, Cetera Investment Advisers LLC and Regions Bank. Carr holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Alabama. Cetera Investment Advisers LLC is an advisory company operating out of Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 people on staff. It administers $33 billion in assets under management across its 176,986 accounts, placing it among the biggest firms in the country by assets under management. The firm serves 431 charities and foundations. Of its 176,986 client accounts, 23% belong to high-net-worth investors who have greater than $1 million in investable assets. The advisory firm provides a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely vary depending on which services are provided. However, fee types charged by Cetera Investment Advisers LLC can consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Carr Work History
James has been registered as a financial advisor for 2 years.*
Cetera Investment Services LLC
Cetera Investment Advisers LLC
Regions Bank
Mass Mutual Life Insurance Co
Mml Investors Services, LLC
E*Trade Securities LLC
E*Trade Capital Management LLC
Edward Jones
Pnc Bank
Bo'S Bar
University Of Alabama
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Carr to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Anaheim, CA
Yonkers, NY
Philadelphia, PA
Irvine, CA
Oklahoma City, OK
Knoxville, TN
Pittsburgh, PA
Freehold, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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