James
Wech

Principal Securities, Inc

CRD#461178
Investment Advisor
in Atlanta, GA
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About this Advisor

James Wech is an advisor who works out of Atlanta, Georgia. Currently an investment advisor with Principal Securities, Inc, Wech has an impressive 23 years of work experience. Wech maintains Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Wech can serve investors in Georgia. Their career trajectory has included roles at Principal Mutual Life Ins. Co and Princor Financial Services Corporation. Principal Securities, Inc is based out of Atlanta, Georgia, and has 354 other brick-and-mortar locations in the nation. As a company, Principal Securities, Inc manages $6 billion in assets throughout 28,235 client accounts and retains more than 1,687 people. The amount of assets the firm manages places it among the largest investment advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 2% of the advisory firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Principal Securities, Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

23 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

2000 Riveredge Pkwy Ste 1010
Atlanta, GA 30328

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

GA Average: $9,259,360,772
Total Number of Employees

1,603

GA Average: 166
Total Number of Accounts

31,797

GA Average: 7,189
Average Account Size

$192,151

GA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

James Wech Work History

James has 23 years of experience.

1995 - Present (24 years)

Principal Mutual Life Ins. Co

1995 - Present (24 years)

Princor Financial Services Corporation

Disclosures

James Wech has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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