Patrick
Carroll

Hartford Funds

CRD#5516390
Investment Advisor
in Atlanta, GA
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About this Advisor

Patrick Carroll is an advisor located in Atlanta, Georgia. Currently an investment advisor with Hartford Funds, they have accrued 10 years of professional experience. Carroll holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Carroll can operate in Georgia. The advisor has gained experience at Ing, Directed Service LLC, Hartford Life Distributors, LLC and Hartford Investment Financial Services, LLC. Hartford Funds is based out of Atlanta, Georgia. In aggregate, Hartford Funds manages $115 billion in assets dispersed across 85 accounts and retains more than 338 people. The level of assets currently under the firm's management places it among the biggest firms in the United States. The firm manages 81 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the firm's 85 clients are deemed high-net-worth individuals, who are defined as investors who have greater than $1 million in capital. Hartford Funds can provide portfolio management for investment companies, portfolio management for pooled investment vehicles, selection of other advisers and other services. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

Atlanta, GA

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Hartford Funds Brokerage Details

Total Assets Under Management

$103,287,978,391

GA Average: $15,833,994,310
Total Number of Employees

354

GA Average: 41
Total Number of Accounts

79

GA Average: 3,342
Average Account Size

$1,307,442,764

GA Average: $4,737,880

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Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Selection of other advisers
  • Other

Patrick Carroll Work History

Patrick has 10 years of experience.

2012 - Present (7 years)

Hartford Investment Financial Services, LLC

2011 - 2012 (1 year)

Hartford Life Distributors, LLC

2008 - 2010 (2 years)

Ing

2008 - 2010 (2 years)

Directed Service LLC

Disclosures

Patrick Carroll has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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