Serena
Rizzo

Ally Invest Advisors

CRD#2242582
Investment Advisor
in Charlotte, NC

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About this Advisor

Serena Rizzo is a financial advisor who works out of Charlotte, North Carolina with 2 years of industry experience. Rizzo is currently employed by Ally Invest Advisors. Throughout their career, they have worked at Cetera Advisor Networks LLC, Stifel Nicolaus & Co Inc, Bar Financial, LLC and Ally Invest Securities LLC. Rizzo maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to work in New Mexico. Ally Invest Advisors is a registered investment company operating out of Charlotte, NC. The firm has offices in three locations and a total of 14 financial advisors. It handles $987 million in assets under management between its 80,983 accounts, placing it among the larger firms in the country by assets under management. Ally Invest Advisors has a set of services, including financial planning services and portfolio management for individuals and small businesses. A financial advisor's fee schedules typically vary depending on which services are offered. However, fee types billed by Ally Invest Advisors typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Office Location

601 S. Tryon Street Suite 100
Charlotte, NC 28202

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Ally Invest Advisors Brokerage Details

Total Assets Under Management

$986,653,558

NC Average: $3,625,019,099
Total Number of Employees

14

NC Average: 22
Total Number of Accounts

80,983

NC Average: 1,917
Average Account Size

$12,183

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Serena Rizzo Work History

Serena has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Ally Invest Securities LLC

2018 - 2021 (3 years)

Stifel Nicolaus & Co Inc

2013 - 2018 (5 years)

Cetera Advisor Networks LLC

2002 - 2018 (16 years)

Bar Financial, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Serena Rizzo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ally Invest Advisors

Sammy Santacruz
Charlotte, NC
Robert Mcadams
Charlotte, NC
Zachary Gibson
Charlotte, NC
Elizabeth Freedlund
Calabasas, CA
Derek Petrella
Charlotte, NC
Shane Robertson
Charlotte, NC
Zoey Dangol
Winter Garden, FL
Daniel Storment
Charlotte, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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