Stifel, Nicolaus & Company, Inc

Investment Advisor
in Kahului, HI

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About this Advisor

Zadoc Brown is an investment advisor who is based in Kahului, Hawaii. Currently a registered financial advisor at Stifel, Nicolaus & Company, Inc, they have accrued a notable 27 years of professional experience. Brown holds Series 63, Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Brown can advise investors based out of Hawaii and Texas. Brown has gained experience at Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Stifel Nicolaus & Co Inc. Stifel, Nicolaus & Company, Inc is based out of Kahului, Hawaii, and operates out of 431 additional brick-and-mortar locations across the country. As a company, Stifel, Nicolaus & Company, Inc oversees $98 billion in assets dispersed across 244,516 client accounts and employs more than 6,153 people. The level of assets currently under the firm's management makes it one of the biggest firms in the United States. The firm manages 166,793 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 40% of the advisor firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Stifel, Nicolaus & Company, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 63, Series 65

Years of Experience

27 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions



Office Location

33 Lono Avenue Suite 100
Kahului, HI 96732

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management


HI Average: $11,469,110,461
Total Number of Employees


HI Average: 458
Total Number of Accounts


HI Average: 33,415
Average Account Size


HI Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Zadoc Brown Work History

Zadoc has 27 years of experience.

2010 - Present (11 years)

Stifel Nicolaus & Co Inc

2009 - 2010 (1 year)

Morgan Stanley Smith Barney

1993 - 2010 (17 years)

Citigroup Global Markets Inc


Zadoc Brown has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
William Lacy
Palm Desert, CA
Gloria Mondschein
Center Valley, PA
Thomas Eisenstadt
Westlake Village, CA
Evan Sturges
Indianapolis, IN
Richard Straub
Indianapolis, IN
Nicole Hansen
Bellevue, WA
David Vegh
Baltimore, MD

This content was compiled from the SEC and FINRA.

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