Bradley
Brown
Principal Securities, Inc
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About this Advisor
Bradley Brown is a financial advisor operating out of West Des Moines, Iowa, with a total of 14 years of relevant experience. Brown works at Principal Securities, Inc. Over the course of their career, they have held roles at Principal Life Insurance Company, Principal Securities Inc and Kingston Financial Services. Brown has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Iowa and Texas. Principal Securities, Inc is a registered investment company operating out of Des Moines, IA. The company has offices in 350 locations and a total of 1,430 people on staff. It manages $9 billion in total assets among its 46,075 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 34 charitable organizations. Of its 46,075 client accounts, just 3% are held by high-net-worth individuals who have greater than $1 million in assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules typically depend on which service is offered. However, fee types billed by Principal Securities, Inc may include any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Bradley Brown Work History
Bradley has been registered as a financial advisor for 14 years.*
Principal Life Insurance Company
Principal Securities Inc
Kingston Financial Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Bradley Brown to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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