David
Oliver

Principal Securities, Inc

CRD#4495443
Investment Advisor
in West Des Moines, IA

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About this Advisor

David Oliver is a financial advisor based out of West Des Moines, Iowa who has 18 years of industry experience. Oliver works at Principal Securities, Inc. During their career, the advisor has held roles at Princor Financial Services Corporation, Principal Life Insurance Company and Principal Securities Inc. Oliver maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is registered to operate in Iowa and Texas. Principal Securities, Inc is a company based out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 employees. It has $9 billion in total assets between its 46,075 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides services to 34 charitable organizations. Of its 46,075 customer accounts, just 3% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The business performs a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules largely are based on which services are offered. Fees billed by Principal Securities, Inc most likely are comprised of some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

4201 Westown Pkwy Ste 350
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

IA Average: $9,259,360,772
Total Number of Employees

1,430

IA Average: 166
Total Number of Accounts

46,075

IA Average: 7,189
Average Account Size

$204,381

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Oliver Work History

David has been registered as a financial advisor for 18 years.*

2016 - Present (8 years)

Principal Securities Inc

2002 - Present (22 years)

Principal Life Insurance Company

2002 - 2016 (14 years)

Princor Financial Services Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Oliver to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Jamey Pesek
Fargo, ND
Josie Reekers
Sioux Falls, SD
Paige Lewis
Seattle, WA
Benjamin Eichler
Williamston, MI
Conrad Beeler
Lansing, MI
Jeffrey Riegle
Saint Paul, MN
Justin Terrell
Bethesda, MD
William Daines
Tampa, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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