Joshua
Nigg

Principal Securities, Inc

CRD#4892630
Investment Advisor
in Des Moines, IA

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About this Advisor

Joshua Nigg is a certified financial planner based out of Des Moines, Iowa with 16 years of industry experience. Nigg is an employee of Principal Securities, Inc. During their career, the advisor has held roles at Principal Financial and Princor. Nigg has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Iowa. Principal Securities, Inc is an advisory company headquartered in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 employees. It manages $9 billion in assets under management between its 46,075 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides financial advisory services to 34 charitable organizations. Of its 46,075 accounts, just 3% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Principal Securities, Inc has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules typically depend on which services are provided. Fees charged by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

711 High St
Des Moines, IA 50392

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

IA Average: $9,259,360,772
Total Number of Employees

1,430

IA Average: 166
Total Number of Accounts

46,075

IA Average: 7,189
Average Account Size

$204,381

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joshua Nigg Work History

Joshua has been registered as a financial advisor for 16 years.*

2007 - Present (17 years)

Principal Financial

2007 - Present (17 years)

Princor

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joshua Nigg to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Kevin Bower
Phoenix, AZ
Sean Oconnor
Syracuse, NY
Jairus Halladay
Milwaukee, WI
John Pettit
Puyallup, WA
Justin Terrell
Bethesda, MD
Nicholas Albani
Tampa, FL
Conrad Beeler
Lansing, MI
Alison White
Birmingham, AL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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