Kay
Mickelson
Commonwealth Financial Network
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About this Advisor
Kay Mickelson is a financial advisor based out of West Des Moines, Iowa, with 1 year of relevant experience. Mickelson is an employee of Commonwealth Financial Network. The advisor has gained experience at Aib College Of Business, Lincoln High School, Waukee High School, Edward Jones, Robert Half, Principal Life Insurance Company, Principal Securities Inc, Bral Niedert Private Wealth Advisors and Commonwealth Financial Network. Mickelson holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Iowa. Commonwealth Financial Network is an advisory firm based out of Waltham, MA. The firm has offices in 1,759 locations and a total of 4,300 employees. It handles $146 billion in assets under management among its 585,629 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm advises 2,108 charitable organizations. Of its 585,629 client accounts, just 4% are associated with high-net-worth investors who have more than $1 million in assets. The advisory firm performs a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial management fee schedules usually depend on the type of services offered. Fee types billed by Commonwealth Financial Network likely consist of some blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Commonwealth Financial Network Brokerage Details
$146,387,007,862
4,300
585,629
$249,965
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Kay Mickelson Work History
Kay has been registered as a financial advisor for 1 years.*
Commonwealth Financial Network
Bral Niedert Private Wealth Advisors
Principal Life Insurance Company
Principal Securities Inc
Edward Jones
Robert Half
Aib College Of Business
Lincoln High School, Waukee High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kay Mickelson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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