Brooke
Bowen

Nuveen Asset Management, LLC

CRD#7123236
Investment Advisor
in Chicago, IL

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About this Advisor

Brooke Bowen is a financial advisor working in Chicago, Illinois with a total of 3 years of industry experience. Bowen currently works for Nuveen Asset Management, LLC. During their career, Bowen has held roles at Nuveen Securities LLC, University Of Mississippi, Stephen F. Austin High School and Nuveen Asset Management LLC. Bowen holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Illinois. Nuveen Asset Management, LLC is a business that has its headquarters in Chicago, IL. The company has offices in 14 locations and a total of 421 people on staff. It oversees $249 billion in assets under management across its 70,634 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 114 charitable organizations. Of its 70,634 client accounts, 15% belong to high-net-worth investors who have at least $1 million in investable assets. The firm has a broad range of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually vary depending on the type of services provided. However, fees charged by Nuveen Asset Management, LLC can consist of any blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

333 West Wacker Drive
Chicago, IL 60606

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Nuveen Asset Management, LLC Brokerage Details

Total Assets Under Management

$248,648,334,766

IL Average: $6,674,516,078
Total Number of Employees

421

IL Average: 44
Total Number of Accounts

70,634

IL Average: 2,564
Average Account Size

$3,520,236

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Brooke Bowen Work History

Brooke has been registered as a financial advisor for 3 years.*

2019 - Present (5 years)

Nuveen Securities LLC

2019 - Present (5 years)

Nuveen Asset Management LLC

2015 - 2019 (4 years)

University Of Mississippi

2011 - 2015 (4 years)

Stephen F. Austin High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brooke Bowen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nuveen Asset Management, LLC

Joseph Duncker
Chicago, IL
Eugene Colter
New York, NY
Jack Benjamin
Los Angeles, CA
Benjamin Colter
Chicago, IL
Amanda Schrama
Chicago, IL
Taku Miyashita
Chicago, IL
Omar Holmes
Chicago, IL
Eva Calabrese
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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