Dawn
Thome

Associated Investment Services, Inc

CRD#2004501
Investment Advisor
in Chicago, IL

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About this Advisor

Dawn Thome is a financial advisor who works in Chicago, Illinois with 5 years of industry experience. Thome is an advisor for Associated Investment Services, Inc. Over the course of their career, Thome has held roles at Sterne Agee & Leach, Stifel Nicolaus & Co Inc and Associated Investment Services, Inc. Thome maintains Series 63 and Series 66 licenses, which qualify them as a securities agent, and is approved to work in Illinois. Associated Investment Services, Inc is a business operating out of Green Bay, WI. The company has offices in 133 locations and a total of 59 people on staff. It controls $827 million in total assets among its 4,827 customer accounts, placing it among the bigger firms in the nation by assets under management. The firm advises six charitable organizations. The business provides a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. A financial advisor's fee schedules usually depend on which services are offered. However, fees billed by Associated Investment Services, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Office Location

525 West Monroe Street
Chicago, IL 60661

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Associated Investment Services, Inc Brokerage Details

Total Assets Under Management

$827,255,621

IL Average: $2,826,565,184
Total Number of Employees

59

IL Average: 43
Total Number of Accounts

4,827

IL Average: 1,898
Average Account Size

$171,381

IL Average: $1,489,234

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Dawn Thome Work History

Dawn has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Associated Investment Services, Inc

2014 - 2017 (3 years)

Stifel Nicolaus & Co Inc

2010 - 2014 (4 years)

Sterne Agee & Leach

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Dawn Thome to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Associated Investment Services, Inc

Jerry Gold
Beaver Dam, WI
Scott Biertzer
Minocqua, WI
Keith Johnson
De Pere, WI
Steven Schoeder
Saint Paul, MN
Scott Tank
Stevens Point, WI
Trevor Zellmer
Appleton, WI
Neil Bonneson
Minneapolis, MN
Paul Deibele
Green Bay, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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