James
Moles
Forum Financial Management, Lp
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About this Advisor
James Moles is a financial advisor working out of Chicago, Illinois with a total of 10 years of relevant experience. Moles is currently employed by Forum Financial Management, Lp. During their career, the advisor has held roles at Purshe Kaplan Sterling Investments, Garfield Ridge Accounting & Tax Service, Cetera Financial Specialists LLC, Cetera Investment Advisers LLC and Forum Financial Management, Lp. Moles maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in Illinois and Texas. Forum Financial Management, Lp is a firm based in Lombard, IL. It has offices in 43 locations and a total of 125 employees. It controls $7 billion in assets under management between its 19,601 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides financial advice to 17 charities and foundations. Of its 19,601 accounts, 23% belong to high-net-worth individuals who have greater than $1 million in assets. The advisory firm offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees charged by financial advisors largely vary depending on the type of services offered. However, fees charged by Forum Financial Management, Lp typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Forum Financial Management, Lp Brokerage Details
$7,005,564,651
125
19,601
$357,409
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
James Moles Work History
James has been registered as a financial advisor for 10 years.*
Purshe Kaplan Sterling Investments
Forum Financial Management, Lp
Garfield Ridge Accounting & Tax Service
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Moles to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Forum Financial Management, Lp
Oak Brook, IL
Thousand Oaks, CA
Lombard, IL
Lombard, IL
Lombard, IL
Lombard, IL
Lake Forest, IL
Lombard, IL
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