Investment Advisor
in Rockford, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

James Pihaly is a certified financial planner in Rockford, Illinois. Currently an investment advisor at Spc, Pihaly has 10 years of work experience. Pihaly maintains a Series 63 license, designating the advisor as a securities agent. Pihaly is able to work with clients in Illinois. Their career trajectory has included roles at Spc, American Portfolios Financial Services, Inc and Sigma Financial Corporation. Spc is headquartered in Rockford, Illinois, and operates out of 464 other offices in the nation. Overall, Spc oversees $5 billion in assets covering 25,865 accounts and retains more than 705 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the United States. The firm manages 25,860 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 9% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Spc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations


Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

423 Financial Court
Rockford, IL 61107

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Spc Brokerage Details

Total Assets Under Management


IL Average: $943,424,332
Total Number of Employees


IL Average: 21
Total Number of Accounts


IL Average: 1,586
Average Account Size


IL Average: $594,845

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Pihaly Work History

James has 10 years of experience.

2013 - Present (9 years)

Sigma Financial Corporation

2013 - 2013 (< 1 year)


2010 - 2013 (3 years)

American Portfolios Financial Services, Inc


James Pihaly has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

Richard Steigerwald
Lone Tree, CO
James Pihaly
Rockford, IL
Charles Jaquess
Allen, TX
Chuezheng Lor
Fresno, CA
Scott Findeisen
Westerly, RI
Rolf White
Burnsville, MN
Stephen Glaab
Ann Arbor, MI
James Sadek
Austin, TX

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started