James
Pihaly

Spc

CRD#859141
Investment Advisor
in Rockford, IL

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About this Advisor

James Pihaly is a certified financial planner operating in Rockford, Illinois, with 12 years of financial industry experience. Pihaly works at Spc. Over the course of their career, Pihaly has held roles at Spc, American Portfolios Financial Services, Inc and Sigma Financial Corporation. Pihaly holds a Series 63 license, designating them as a securities broker, and is able to serve investors in Illinois. Spc is an advisory company operating in Rockford, Illinois. The investment advisory business has offices in 453 locations and a total of 628 advisors. It manages $7 billion in assets under management between its 36,841 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm provides financial advice to 22 charitable organizations. Of its 36,841 accounts, just 6% are held by high-net-worth investors who have more than $1 million in assets available to invest. Spc provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules usually are based on which service is offered. However, fees charged by Spc likely include some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

423 Financial Court
Rockford, IL 61107

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Spc Brokerage Details

Total Assets Under Management

$6,859,365,285

IL Average: $943,424,332
Total Number of Employees

628

IL Average: 21
Total Number of Accounts

36,841

IL Average: 1,586
Average Account Size

$186,188

IL Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Pihaly Work History

James has 12 years of experience.

2013 - Present (9 years)

Sigma Financial Corporation

2013 - 2013 (< 1 year)

Spc

2010 - 2013 (3 years)

American Portfolios Financial Services, Inc

Disclosures

James Pihaly has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

Paul Wallin
San Antonio, TX
Steven Kao
Austin, TX
Zachary Clark
Tecumseh, MI
Charles Milliken
Ann Arbor, MI
Tamara Glenn
Ann Arbor, MI
Robert Lang
Lisle, IL
Sean Gray
Colorado Springs, CO
Clinton Potts
Ann Arbor, MI

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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