About this Advisor
James Pihaly is a certified financial planner operating in Rockford, Illinois, with 12 years of financial industry experience. Pihaly works at Spc. Over the course of their career, Pihaly has held roles at Spc, American Portfolios Financial Services, Inc and Sigma Financial Corporation. Pihaly holds a Series 63 license, designating them as a securities broker, and is able to serve investors in Illinois. Spc is an advisory company operating in Rockford, Illinois. The investment advisory business has offices in 453 locations and a total of 628 advisors. It manages $7 billion in assets under management between its 36,841 accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm provides financial advice to 22 charitable organizations. Of its 36,841 accounts, just 6% are held by high-net-worth investors who have more than $1 million in assets available to invest. Spc provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules usually are based on which service is offered. However, fees charged by Spc likely include some combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Spc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Pihaly Work History
James has 12 years of experience.
Sigma Financial Corporation
American Portfolios Financial Services, Inc
James Pihaly has disclosures.
Please visit their SEC profile for more details.
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The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact firstname.lastname@example.org. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.