About this Advisor
James Pihaly is a certified financial planner in Rockford, Illinois. Currently an investment advisor at Spc, Pihaly has 10 years of work experience. Pihaly maintains a Series 63 license, designating the advisor as a securities agent. Pihaly is able to work with clients in Illinois. Their career trajectory has included roles at Spc, American Portfolios Financial Services, Inc and Sigma Financial Corporation. Spc is headquartered in Rockford, Illinois, and operates out of 464 other offices in the nation. Overall, Spc oversees $5 billion in assets covering 25,865 accounts and retains more than 705 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the United States. The firm manages 25,860 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 9% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Spc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Spc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Pihaly Work History
James has 10 years of experience.
Sigma Financial Corporation
American Portfolios Financial Services, Inc
James Pihaly has disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Spc
Lone Tree, CO
Ann Arbor, MI
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.