Kevin
Babb

Mesirow Financial Investment Management, Inc

CRD#2206742
Investment Advisor
in Chicago, IL

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About this Advisor

Kevin Babb is a financial advisor who works out of Chicago, Illinois who has 3 years of relevant experience. Babb is an employee of Mesirow Financial Investment Management, Inc. Throughout their career, they have worked at Adp Broker-Dealer, Inc, Adp Inc, Mesirow Financial, Inc, Lpl Financial LLC and Cibc Private Wealth Management (Formerly The Privatebank). Babb holds Series 63 and Series 66 licenses, designating them as a securities agent, and is approved to work in Idaho, Illinois, Maryland, Michigan and Pennsylvania. Mesirow Financial Investment Management, Inc is a registered investment company that has its headquarters in Chicago, IL. The firm has offices in 14 locations and a total of 197 advisors. It oversees $43 billion in assets under management among its 13,079 client accounts, making it one of the largest firms in the United States by assets under management. The firm advises 20 charitable organizations. Mesirow Financial Investment Management, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules typically depend on which services the firm provides the client. Fee types charged by Mesirow Financial Investment Management, Inc most likely consist of some combination of asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

353 N. Clark St
Chicago, IL 60654

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Mesirow Financial Investment Management, Inc Brokerage Details

Total Assets Under Management

$43,288,550,000

IL Average: $6,674,516,078
Total Number of Employees

197

IL Average: 44
Total Number of Accounts

13,079

IL Average: 2,564
Average Account Size

$3,309,775

IL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Kevin Babb Work History

Kevin has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Mesirow Financial, Inc

2017 - 2020 (3 years)

Lpl Financial LLC

2014 - 2020 (6 years)

Cibc Private Wealth Management (Formerly The Privatebank)

2012 - 2014 (2 years)

Adp Broker-Dealer, Inc

2012 - 2014 (2 years)

Adp Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kevin Babb to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mesirow Financial Investment Management, Inc

Eric Welt
Chicago, IL
Jeffrey Condren
Chicago, IL
Miles Matheson
Littleton, CO
Sumit Desai
Chicago, IL
Rita Latnhotha
Chicago, IL
Paige Thrana
Chicago, IL
Sophia Yudkowsky
Indianapolis, IN
Kevin Babb
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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