Nicholas
Maucieri
Principal Securities, Inc
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About this Advisor
Nicholas Maucieri is a financial advisor operating in Downers Grove, Illinois with 5 years of relevant experience. Maucieri is currently employed by Principal Securities, Inc. Maucieri has gained experience at Principal Life Insurance Co, Princor Financial Services Corp, Td Ameritrade, Principal Life Insurance Company and Principal Securities, Inc. Maucieri has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in Illinois. Principal Securities, Inc is a business that has its headquarters in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 advisors. It has $9 billion in assets across its 46,075 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 34 charities and foundations. Of its 46,075 accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Principal Securities, Inc offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely vary depending on the type of financial services provided. Fees billed by Principal Securities, Inc likely are comprised of any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Nicholas Maucieri Work History
Nicholas has been registered as a financial advisor for 5 years.*
Principal Life Insurance Company
Principal Securities, Inc
Td Ameritrade
Principal Life Insurance Co
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Maucieri to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Milwaukee, WI
Des Moines, IA
Birmingham, AL
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Wdm, IA
Tampa, FL
Lansing, MI
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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