Nicholas
Zangler

Stephens

CRD#6362506
Investment Advisor
in Chicago, IL

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About this Advisor

Nicholas Zangler is a chartered financial analyst working out of Chicago, Illinois with a total of 9 years of industry experience. Zangler is on the advisory team at Stephens. Their career trajectory has included roles at Stephens Inc and Walgreen Co. Zangler has a Series 63 license, qualifying them as a securities representative, and is able to work in Illinois and Texas. Stephens is a company based in Little Rock, AR. The investment advisory business has offices in 23 locations and a total of 637 people on staff. It has $12 billion in assets under management between its 21,479 accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 21 charitable organizations. Of its 21,479 customer accounts, just 8% are held by high-net-worth individuals who have greater than $1 million in investable assets. Stephens has a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors largely depend on which services the firm provides the client. Fees billed by Stephens likely include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Office Location

191 North Wacker
Chicago, IL 60606

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Stephens Brokerage Details

Total Assets Under Management

$12,334,227,079

IL Average: $880,205,985
Total Number of Employees

637

IL Average: 42
Total Number of Accounts

21,479

IL Average: 1,714
Average Account Size

$574,246

IL Average: $513,539

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Nicholas Zangler Work History

Nicholas has been registered as a financial advisor for 9 years.*

2022 - Present (2 years)

Stephens Inc

2019 - 2022 (3 years)

Stephens Inc

2014 - 2019 (5 years)

Stephens Inc

2009 - 2014 (5 years)

Walgreen Co

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Zangler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stephens

Kimberley Whittle
Rogers, AR
Benjamin Penix
Fayetteville, AR
Joel Akers
Rogers, AR
John Black Jr
Charlotte, NC
Charles Nabhan
Lutherville-Timonium, MD
Hillman Jones
Rogers, AR
Brian Colley
Dallas, TX
Thomas Moll
Little Rock, AR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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