Robert
Lee

Nations Financial Group, Inc

CRD#1413943
Investment Advisor
in Dubuque, IA

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About this Advisor

Robert Lee is a certified financial planner who works in Dubuque, Iowa who has 4 years of relevant experience. Lee is an employee of Nations Financial Group, Inc. The advisor has gained experience at Emmett Financial Services, Exclusive Real Estate, LTD, Vsr Financial Serices, Inc, Vsr Advisory Services, Inc, Wunderlich Securities, Inc and Nations Financial Group, Inc. Lee has a Series 63 license, designating them as a securities agent, and is able to serve investors in Illinois and Iowa. Nations Financial Group, Inc is a financial advisory firm operating out of Cedar Rapids, IA. It has offices in 40 locations and a total of 85 financial advisors. It manages $3 billion in total assets among its 9,788 accounts, placing it among the biggest firms in the United States by assets under management. The firm advises 20 charitable organizations. Of its 9,788 customer accounts, 19% are held by high-net-worth investors who have more than $1 million in assets. Nations Financial Group, Inc provides a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors largely depend on which services are provided. However, fees billed by Nations Financial Group, Inc likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

40 Main St. Suite 103
Dubuque, IA 52001

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Nations Financial Group, Inc Brokerage Details

Total Assets Under Management

$3,011,458,350

IA Average: $9,259,360,772
Total Number of Employees

85

IA Average: 166
Total Number of Accounts

9,788

IA Average: 7,189
Average Account Size

$307,668

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Robert Lee Work History

Robert has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Nations Financial Group, Inc

2015 - 2019 (4 years)

Wunderlich Securities, Inc

2010 - 2015 (5 years)

Vsr Financial Serices, Inc

2010 - 2015 (5 years)

Vsr Advisory Services, Inc

1992 - 2015 (23 years)

Exclusive Real Estate, LTD

1985 - 2015 (30 years)

Emmett Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nations Financial Group, Inc

Douglas Stephens
Lawrence, KS
Craig Schlueter
Cedar Rapids, IA
Tyler Coiner
Davenport, IA
Steven Loesch
Cedar Rapids, IA
Deborah Johnson
Cedar Rapids, IA
Jack Trimp
Idaho Falls, ID
Michael Kloc
Wayne, PA
Matthew Milito
Littleton, CO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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