Stephen
Gigliotti

Bmo Nesbitt Burns Securities LTD

CRD#3063688
Investment Advisor
in Chicago, IL

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About this Advisor

Stephen Gigliotti is a financial advisor based in Chicago, Illinois who has 2 years of industry experience. Gigliotti works at Bmo Nesbitt Burns Securities LTD. Throughout their career, Gigliotti has worked at J.P. Morgan Securities Inc, J.P. Morgan Chase Bank, Na, Bmo Harris Financial Group, Bmo Nesbitt Burns Securities LTD and Bmo Nesbitt Burns Securities. Gigliotti maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Illinois. Bmo Nesbitt Burns Securities LTD is a firm with a branch in Chicago, Illinois. The firm has offices in 46 locations and a total of 269 employees. It handles $554 million in assets among its 782 accounts, placing it among the bigger financial advisory firms in the United States by assets under management. Of its 782 customer accounts, 27% are associated with high-net-worth individuals who have at least $1 million in assets. The firm offers a few services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Financial management fees typically are based on which services the firm provides the client. However, fee types charged by Bmo Nesbitt Burns Securities LTD typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets

Office Location

115 S. Lasalle St. 18W
Chicago, IL 60603

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Bmo Nesbitt Burns Securities LTD Brokerage Details

Total Assets Under Management

$554,223,936

Total Number of Employees

269

Total Number of Accounts

782

Average Account Size

$708,726

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Stephen Gigliotti Work History

Stephen has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

Bmo Nesbitt Burns Securities

2018 - 2021 (3 years)

Bmo Harris Financial Group

2018 - 2020 (2 years)

Bmo Nesbitt Burns Securities LTD

2006 - 2018 (12 years)

J.P. Morgan Securities Inc

2006 - 2018 (12 years)

J.P. Morgan Chase Bank, Na

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Gigliotti to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Bmo Nesbitt Burns Securities LTD

Andrew Arneth
Chicago, IL
Stephen Gigliotti
Chicago, IL
Gary Choo
Vancouver British Columbia,
Sean Rourke
Edmonton Alberta,
Michael Anderson
Montreal Quebec,
Elizabeth Petticrew
Vancouver British Columbia,
Christian Roux
Montreal Quebec,
Nicholas Glen
Vancouver British Columbia,

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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