Stephen
Mills

Transamerica Financial Advisors, Inc

CRD#4037700
Investment Advisor
in Rockford, IL

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About this Advisor

Stephen Mills is a financial advisor working in Rockford, Illinois with a total of 11 years of relevant experience. Mills is an employee of Transamerica Financial Advisors, Inc. Mills has gained experience at World Financial Group, Transamerica Financial Advisors, Inc and Bch Tax And Financial. Mills has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to work in Illinois and Wisconsin. Transamerica Financial Advisors, Inc is a firm that has its headquarters in Saint Petersburg, FL. The company has offices in 286 locations and a total of 1,235 advisors. It handles $2 billion in total assets across its 59,659 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 18 charities and foundations. Of its 59,659 customer accounts, just 2% belong to high-net-worth investors who have greater than $1 million in assets available to invest. The advisory firm provides a diverse array of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules largely depend on which services are offered. However, fees billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

1935 S Alpine Road Suite 2N
Rockford, IL 61108

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

IL Average: $1,855,561,029
Total Number of Employees

1,235

IL Average: 62
Total Number of Accounts

59,659

IL Average: 2,474
Average Account Size

$30,430

IL Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Mills Work History

Stephen has been registered as a financial advisor for 11 years.*

2023 - Present (1 year)

Bch Tax And Financial

2012 - Present (12 years)

Transamerica Financial Advisors, Inc

2001 - Present (23 years)

World Financial Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Mills to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Qi Dong
Plano, TX
Karen Ahn
Draper, UT
Edward Peterson
Plano, TX
Weihua Wu
Irvine, CA
Diego Conejo
Pasadena, CA
Raul Reyes
Woodland Hills, CA
Chad Tacia
San Antonio, TX
David Winn
Bridgeport, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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