Northern Trust Investments, Inc
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About this Advisor
William Thomas is a financial advisor operating out of Chicago, Illinois, who has been in the industry for 10 years. Thomas currently works for Northern Trust Investments, Inc. Throughout their career, Thomas has worked at Sip America LLC, Dsc Quantitative Group, None, Northern Trust Bank and Northern Trust Securities Inc. Thomas maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District Of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, West Virginia and Wisconsin. Northern Trust Investments, Inc is a registered investment business headquartered in Chicago, Illinois. The firm has offices in nine locations and a total of 603 advisors. It controls $873 billion in total assets between its 35,635 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 352 charities and foundations. Of its 35,635 client accounts, 74% belong to high-net-worth individuals who have at least $1 million in assets. The firm has a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. Fees for financial advice usually are based on which services the firm provides the client. However, fees charged by Northern Trust Investments, Inc likely are comprised of any blend of asset-based, fixed, performance-based and other fees.
Certifications and Registrations
Years of Experience
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Northern Trust Investments, Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
William Thomas Work History
William has 10 years of experience.
Northern Trust Bank
Northern Trust Securities Inc
Dsc Quantitative Group
Sip America LLC
William Thomas has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Northern Trust Investments, Inc