Northern Trust Investments, Inc

Investment Advisor
in Chicago, IL

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About this Advisor

William Thomas is a financial advisor operating out of Chicago, Illinois, who has been in the industry for 10 years. Thomas currently works for Northern Trust Investments, Inc. Throughout their career, Thomas has worked at Sip America LLC, Dsc Quantitative Group, None, Northern Trust Bank and Northern Trust Securities Inc. Thomas maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District Of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, West Virginia and Wisconsin. Northern Trust Investments, Inc is a registered investment business headquartered in Chicago, Illinois. The firm has offices in nine locations and a total of 603 advisors. It controls $873 billion in total assets between its 35,635 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 352 charities and foundations. Of its 35,635 client accounts, 74% belong to high-net-worth individuals who have at least $1 million in assets. The firm has a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. Fees for financial advice usually are based on which services the firm provides the client. However, fees charged by Northern Trust Investments, Inc likely are comprised of any blend of asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others



Office Location

181 West Madison
Chicago, IL 60603

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Northern Trust Investments, Inc Brokerage Details

Total Assets Under Management


IL Average: $6,674,516,078
Total Number of Employees


IL Average: 44
Total Number of Accounts


IL Average: 2,564
Average Account Size


IL Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

William Thomas Work History

William has 10 years of experience.

2014 - Present (6 years)

Northern Trust Bank

2014 - Present (6 years)

Northern Trust Securities Inc

2014 - 2014 (< 1 year)


2013 - 2014 (1 year)

Dsc Quantitative Group

2010 - 2013 (3 years)

Sip America LLC


William Thomas has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Investments, Inc

Kenneth Javor
Chicago, IL
Michael Burdeen
Chicago, IL
William Thomas
Chicago, IL
John Faron
Stamford, CT
James Thompson
Tempe, AZ
Erik Spano
Tempe, AZ
Jessica Mclaughlin
Chicago, IL
Louis Kafkes
Chicago, IL

This content was compiled from the SEC and FINRA.

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