Dhruv
Gupta

Emerson Equity LLC

CRD#2671099
Investment Advisor
in San Mateo, CA

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About this Advisor

Dhruv Gupta is a financial advisor who works out of San Mateo, California with 4 years of industry experience. Gupta is an employee of Emerson Equity LLC. Over the course of their career, Gupta has held roles at Transamerica Financial Advisors, Inc, World Financial Group, Inc, Lifemark Securities, Essential Wealth Advisors LLC, Foresters Equity Services, Inc, Emerson Equity LLC and Creative Financial Designs, Inc. Gupta has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in California and Nevada. Emerson Equity LLC is an advisory business that has its headquarters in San Mateo, CA. The investment advisory business has offices in nine locations and a total of 208 people on staff. It manages $189 million in total assets among its 526 client accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 526 client accounts, 15% are held by high-net-worth investors who have more than $1 million in assets available to invest. Emerson Equity LLC offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars and other services. Financial management fee schedules largely vary depending on which services the firm provides the client. However, fees billed by Emerson Equity LLC most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

155 Bovet Road, Suite 725
San Mateo, CA 94402

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Emerson Equity LLC Brokerage Details

Total Assets Under Management

$189,338,704

CA Average: $7,578,581,321
Total Number of Employees

208

CA Average: 43
Total Number of Accounts

526

CA Average: 3,727
Average Account Size

$359,960

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Dhruv Gupta Work History

Dhruv has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Emerson Equity LLC

2018 - 2019 (1 year)

Creative Financial Designs, Inc

2017 - 2018 (1 year)

Foresters Equity Services, Inc

2015 - 2016 (1 year)

Essential Wealth Advisors LLC

2014 - 2017 (3 years)

Lifemark Securities

2013 - 2013 (< 1 year)

Transamerica Financial Advisors, Inc

2013 - 2013 (< 1 year)

World Financial Group, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Dhruv Gupta to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Emerson Equity LLC

Dhruv Gupta
San Mateo, CA
Ashley Romiti
Irvine, CA
Nicholas Stafford
Irvine, CA
Maximillian Shaulis
San Mateo, CA
Milan Baldini
San Mateo, CA
Patrick Jarrell
El Segundo, CA
Wen Che
San Mateo, CA
Germaine Ma
Irvine, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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