Dhruv
Gupta
Emerson Equity LLC
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About this Advisor
Dhruv Gupta is a financial advisor who works out of San Mateo, California with 4 years of industry experience. Gupta is an employee of Emerson Equity LLC. Over the course of their career, Gupta has held roles at Transamerica Financial Advisors, Inc, World Financial Group, Inc, Lifemark Securities, Essential Wealth Advisors LLC, Foresters Equity Services, Inc, Emerson Equity LLC and Creative Financial Designs, Inc. Gupta has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in California and Nevada. Emerson Equity LLC is an advisory business that has its headquarters in San Mateo, CA. The investment advisory business has offices in nine locations and a total of 208 people on staff. It manages $189 million in total assets among its 526 client accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 526 client accounts, 15% are held by high-net-worth investors who have more than $1 million in assets available to invest. Emerson Equity LLC offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars and other services. Financial management fee schedules largely vary depending on which services the firm provides the client. However, fees billed by Emerson Equity LLC most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Emerson Equity LLC Brokerage Details
$189,338,704
208
526
$359,960
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
- Other
Dhruv Gupta Work History
Dhruv has been registered as a financial advisor for 4 years.*
Emerson Equity LLC
Creative Financial Designs, Inc
Foresters Equity Services, Inc
Essential Wealth Advisors LLC
Lifemark Securities
Transamerica Financial Advisors, Inc
World Financial Group, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Dhruv Gupta to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Emerson Equity LLC
San Mateo, CA
Irvine, CA
Irvine, CA
San Mateo, CA
San Mateo, CA
El Segundo, CA
San Mateo, CA
Irvine, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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