James
Patton

Park Avenue Securities LLC

CRD#6827129
Investment Advisor
in Indianapolis, IN

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About this Advisor

James Patton is a financial advisor based out of Indianapolis, Indiana with 1 year of industry experience. Patton works at Park Avenue Securities LLC. During their career, Patton has held roles at Transamerica Financial Advisors, Inc, World Financial Group, Inc, J Patton Consulting, LLC, Mass Mutual Life Insurance Company, Mml Investors Services, Horizon Planning Group, Guardian Life Insurance Company, Park Avenue Securities, Legalshield, Development Dimensions International and University Of Indianapolis. Patton has Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Indiana. Park Avenue Securities LLC is an advisory company based out of New York, NY. The investment advisory business has offices in 385 locations and a total of 1,825 advisors. It controls $10 billion in assets among its 57,359 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 132 charitable organizations. Of its 57,359 accounts, 19% are held by high-net-worth investors who have more than $1 million in assets available to invest. Park Avenue Securities LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial advisory fees are based on the type of services. However, fees billed by Park Avenue Securities LLC may include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

9000 Keystone Crossing Suite 300
Indianapolis, IN 46240

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$9,912,742,257

IN Average: $7,464,549,021
Total Number of Employees

1,825

IN Average: 88
Total Number of Accounts

57,359

IN Average: 3,892
Average Account Size

$172,819

IN Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

James Patton Work History

James has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Park Avenue Securities

2021 - Present (3 years)

Guardian Life Insurance Company

2021 - 2021 (< 1 year)

Horizon Planning Group

2019 - 2021 (2 years)

Mass Mutual Life Insurance Company

2019 - 2021 (2 years)

Mml Investors Services

2017 - 2019 (2 years)

Transamerica Financial Advisors, Inc

2015 - 2019 (4 years)

University Of Indianapolis

2014 - 2019 (5 years)

World Financial Group, Inc

2006 - 2017 (11 years)

Legalshield

2000 - 2018 (18 years)

J Patton Consulting, LLC

2000 - 2018 (18 years)

Development Dimensions International

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Patton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Park Avenue Securities LLC

Sonia Cantrell
Bethlehem, PA
John Kelley
Englewood, CO
Andrew Guyton
Portsmouth, NH
Andrew Matthieson
Alpharetta, GA
Shane Davis
Allentown, PA
Derek Malis
Buffalo, NY
Chelsea Gottschling
Claremont, CA
William Roerden
Warwick, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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