Sean
Tucker
Cetera Advisors LLC
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About this Advisor
Sean Tucker is a certified financial planner who works in Carmel, Indiana with a total of 1 year of relevant experience. Tucker is an advisor for Cetera Advisors LLC. The advisor has gained experience at Ing Financial Partners, Inc, Voya Financial Advisors, Valic Financial Advisors, Inc, Cetera Advisors, Prosperity Advisors, LLC and Comprehensive Retirement Solutions (Crs). Tucker holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to work in Kansas, Missouri and Texas. Cetera Advisors LLC is an advisory business that has its headquarters in Englewood, CO. The investment advisory business has offices in 692 locations and a total of 1,047 people on staff. It administers $21 billion in assets under management among its 90,646 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 294 charities and foundations. Of its 90,646 customer accounts, 26% are associated with high-net-worth clients who have more than $1 million in investable assets. The business has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management typically depend on which services the firm provides the client. Fees billed by Cetera Advisors LLC likely include any blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Advisors LLC Brokerage Details
$21,227,977,082
1,047
90,646
$234,185
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Sean Tucker Work History
Sean has been registered as a financial advisor for 1 years.*
Cetera Advisors
Prosperity Advisors, LLC
Comprehensive Retirement Solutions (Crs)
Valic Financial Advisors, Inc
Voya Financial Advisors
Ing Financial Partners, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sean Tucker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Advisors LLC
Saint Louis, MO
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Orlando, FL
Lake Oswego, OR
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
