Tracy
Taylor

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6266195
Investment Advisor
in Lexington, KY

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About this Advisor

Tracy Taylor is a financial advisor who works out of Lexington, Kentucky with 9 years of industry experience. Taylor is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Taylor has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, International Book Project and Bank Of America N.A. Taylor maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Indiana, Kentucky, Ohio, Texas and West Virginia. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment business headquartered in New York, NY. The company has offices in 3,372 locations and a total of 36,687 employees. It has $1 trillion in assets under management across its 2,864,234 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides services to 4,459 charitable organizations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth investors who have more than $1 million in investable assets. The advisory firm performs a broad set of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees usually depend on the type of financial services offered. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

9 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

300 W Vine St
Lexington, KY 40507

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

KY Average: $7,464,549,021
Total Number of Employees

36,687

KY Average: 88
Total Number of Accounts

2,864,234

KY Average: 3,892
Average Account Size

$381,844

KY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Tracy Taylor Work History

Tracy has been registered as a financial advisor for 9 years.*

2014 - Present (10 years)

Bank Of America N.A

2013 - Present (11 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2008 - 2013 (5 years)

International Book Project

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tracy Taylor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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