Gwen
Butler

Lpl Financial LLC

CRD#4064115
Investment Advisor
in West Des Moines, IA
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About this Advisor

Gwen Butler is an investment advisor whose office is in West Des Moines, Iowa. Currently an advisor with Lpl Financial LLC, Butler has 13 years of professional experience. Butler maintains Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative. Butler is able to work with investors based out of Iowa. During their career, the advisor has held roles at Invest Financial Corporation and Lpl Financial LLC. Lpl Financial LLC is headquartered in West Des Moines, Iowa, and has 8,011 locations across the United States. In aggregate, Lpl Financial LLC oversees $153 billion in assets dispersed across 680,466 client accounts and retains more than 22,703 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the United States. The firm manages 655,827 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 23% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Lpl Financial LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

4400 Westown Pkwy Ste 301
West Des Moines, IA 50266

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

IA Average: $16,012,751,954
Total Number of Employees

22,790

IA Average: 118
Total Number of Accounts

786,525

IA Average: 4,567
Average Account Size

$202,281

IA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Gwen Butler Work History

Gwen has 13 years of experience.

2018 - Present (1 year)

Lpl Financial LLC

2005 - Present (14 years)

Invest Financial Corporation

Disclosures

Gwen Butler has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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