Securities America Advisors, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Joe Barthel is a financial advisor whose office is in West Des Moines, Iowa. Currently an investment advisor with Securities America Advisors, Inc, they have gathered 16 years of work experience in the financial advisory industry. Barthel has Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Barthel is registered to work with clients based out of Iowa and Texas. Their career trajectory has included roles at B And C Financial LLC, Securities America, Inc, Qa3 and Securities America Advisors. Securities America Advisors, Inc is headquartered in West Des Moines, Iowa, and operates out of 1,238 other locations in the nation. As a registered advisory firm, Securities America Advisors, Inc oversees $22 billion in assets throughout 141,149 client accounts and employs more than 1,875 people. The firm's total assets under management places it among the biggest firms in the nation. The firm manages 77,459 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 10% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Securities America Advisors, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Securities America Advisors, Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Joe Barthel Work History
Joe has 16 years of experience.
Securities America, Inc
Securities America Advisors
B And C Financial LLC
Joe Barthel has disclosures.
Please visit their SEC profile for more details.