Joe
Barthel

Securities America Advisors, Inc

CRD#2651261
Investment Advisor
in West Des Moines, IA
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About this Advisor

Joe Barthel is a financial advisor whose office is in West Des Moines, Iowa. Currently an investment advisor with Securities America Advisors, Inc, they have gathered 16 years of work experience in the financial advisory industry. Barthel has Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Barthel is registered to work with clients based out of Iowa and Texas. Their career trajectory has included roles at B And C Financial LLC, Securities America, Inc, Qa3 and Securities America Advisors. Securities America Advisors, Inc is headquartered in West Des Moines, Iowa, and operates out of 1,238 other locations in the nation. As a registered advisory firm, Securities America Advisors, Inc oversees $22 billion in assets throughout 141,149 client accounts and employs more than 1,875 people. The firm's total assets under management places it among the biggest firms in the nation. The firm manages 77,459 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 10% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Securities America Advisors, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

1466 28Th St. Ste 100
West Des Moines, IA 50266-1430

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$21,887,351,786

IA Average: $1,978,216,465
Total Number of Employees

1,992

IA Average: 226
Total Number of Accounts

154,747

IA Average: 7,467
Average Account Size

$141,440

IA Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Joe Barthel Work History

Joe has 16 years of experience.

2011 - Present (8 years)

Securities America, Inc

2011 - Present (8 years)

Securities America Advisors

2006 - 2011 (5 years)

Qa3

2002 - 2011 (9 years)

B And C Financial LLC

Disclosures

Joe Barthel has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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