Joshua
Wheatley

Principal Securities, Inc

CRD#5842734
Investment Advisor
in Andalusia, IL

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About this Advisor

Joshua Wheatley is a financial advisor based in Andalusia, Illinois, who has 4 years of industry experience. Wheatley is on the advisory team at Principal Securities, Inc. Throughout their career, Wheatley has worked at Principal Life Insurance Company, Princor Financial Services Corporation and Principal Securities Inc. Wheatley has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in Illinois and Texas. Principal Securities, Inc is a financial advisory company based in Des Moines, IA. The company has offices in 350 locations and a total of 1,430 financial advisors. It oversees $9 billion in assets between its 46,075 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 34 charitable organizations. Of its 46,075 client accounts, just 3% are held by high-net-worth individuals who have more than $1 million in assets available to invest. Principal Securities, Inc has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fees typically depend on which services are provided. Fees billed by Principal Securities, Inc may include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

212 5Th Ave E
Andalusia, IL 61232

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

IL Average: $9,259,360,772
Total Number of Employees

1,430

IL Average: 166
Total Number of Accounts

46,075

IL Average: 7,189
Average Account Size

$204,381

IL Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joshua Wheatley Work History

Joshua has been registered as a financial advisor for 4 years.*

2016 - Present (8 years)

Principal Securities Inc

2010 - Present (14 years)

Principal Life Insurance Company

2010 - 2016 (6 years)

Princor Financial Services Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joshua Wheatley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

William Daines
Tampa, FL
Paige Lewis
Seattle, WA
Jairus Halladay
Milwaukee, WI
Craig Forster
Arlington, TX
James Henry
Wdm, IA
Michael Adelman
Des Moines, IA
Alison White
Birmingham, AL
Justin Terrell
Bethesda, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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