Principal Global Investors

Investment Advisor
in Des Moines, IA

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About this Advisor

Kishor Bhatia is a financial advisor working in Des Moines, Iowa, who has been in the advisory business for 11 years. Bhatia is an advisor for Principal Global Investors. The advisor has gained experience at Northwestern Mutual Investment Services LLC, Bartlett And West, Sentech Architectural System, Morgan Stanley, Edward Mcgill and Principal Funds Distributor, Inc. Bhatia maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in Iowa. Principal Global Investors is a company that has its headquarters in Des Moines, Iowa. The investment advisory business has offices in seven locations and a total of 1,810 people on staff. It administers $349 billion in total assets among its 10,810 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 269 charitable organizations. Of its 10,810 client accounts, 48% belong to high-net-worth clients who have at least $1 million in assets. The advisory firm performs a broad assortment of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically vary depending on the services offered. However, fees charged by Principal Global Investors most likely consist of any blend of asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others



Office Location

711 High St
Des Moines, IA 50392

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Principal Global Investors Brokerage Details

Total Assets Under Management


IA Average: $9,259,360,772
Total Number of Employees


IA Average: 166
Total Number of Accounts


IA Average: 7,189
Average Account Size


IA Average: $1,287,990

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kishor Bhatia Work History

Kishor has 11 years of experience.

2017 - Present (4 years)

Principal Funds Distributor, Inc

2017 - 2017 (< 1 year)

Northwestern Mutual Investment Services LLC

2017 - 2017 (< 1 year)

Edward Mcgill

2012 - 2012 (< 1 year)

Sentech Architectural System

2012 - 2017 (5 years)

Morgan Stanley

2009 - 2012 (3 years)

Bartlett And West


Kishor Bhatia has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Global Investors

Kenneth Burd
New York, NY
Justin Vaught
Des Moines, IA
Brandon Miller
Des Moines, IA
Carlos Villarreal
New York, NY
Cole Vautier
Des Moines, IA
Nicholas Coppola
Chicago, IL
Sidney Lord
Washington, DC
Robert Nodar
New York, NY

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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