Kornmueng
Baccam

Principal Securities, Inc

CRD#5401747
Investment Advisor
in West Des Moines, IA

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About this Advisor

Kornmueng Baccam is an investment advisor whose office is in West Des Moines, Iowa. Currently an investment advisor at Principal Securities, Inc, Baccam has 11 years of professional experience as a financial advisor. Baccam maintains a Series 66 license, which qualifies the advisor as both a securities agent and an investment advisor representative. Baccam can serve clients based out of Iowa. Throughout their career, Baccam has worked at Ing, Cetera Financial Group, Financial Network, Multi-Financial Securities Corp, Principal Financial and Princor. Principal Securities, Inc is based out of West Des Moines, Iowa, and has 354 offices in the country. Overall, Principal Securities, Inc oversees $6 billion in assets throughout 28,235 client accounts and employs more than 1,687 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 2% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Principal Securities, Inc provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

6701 Westown Pkwy Ste 200
West Des Moines, IA 50266

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$6,109,839,100

IA Average: $9,259,360,772
Total Number of Employees

1,603

IA Average: 166
Total Number of Accounts

31,797

IA Average: 7,189
Average Account Size

$192,151

IA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Kornmueng Baccam Work History

Kornmueng has 11 years of experience.

2012 - Present (7 years)

Principal Financial

2012 - Present (7 years)

Princor

2010 - 2012 (2 years)

Cetera Financial Group

2007 - 2010 (3 years)

Ing

2007 - 2012 (5 years)

Financial Network

2007 - 2012 (5 years)

Multi-Financial Securities Corp

Disclosures

Kornmueng Baccam has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

Christopher Dancy
Roseville, CA
Ryan Swalwell
West Des Moines, IA
Seth Morsey
Roseville, CA
Matthew Banzhaf
West Des Moines, IA
Brian Klemczak
Lansing, MI
Ryan Heidrich
Walnut Creek, CA
Joshua Lieder
Onalaska, WI
Signe Nelson-Combs
Davenport, IA

This content was compiled from the SEC and FINRA.

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