Michael
Baker
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Michael Baker is a financial advisor working out of Tulsa, Oklahoma, who has 2 years of industry experience. Baker works at Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, they have held roles at Edward Jones, Dentsply, Vsr Financial Services, Inc, Vsr Adviosry Services, Seasons Financial Group, Jp Morgan Securities LLC, Jpmorgan Chase Bank, Wal-Mart, Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC, Bancwest Investment Services, Inc, Bank Of The West, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Baker holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Oklahoma and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a business based out of New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 financial advisors. It oversees $1 trillion in assets under management among its 2,864,234 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 customer accounts, 23% are associated with high-net-worth investors who have at least $1 million in investable assets. The advisory firm offers a broad range of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules largely depend on which service is provided. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Michael Baker Work History
Michael has been registered as a financial advisor for 2 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Wells Fargo Bank, Na
Wells Fargo Clearing Services, LLC
Bancwest Investment Services, Inc
Bank Of The West
Jp Morgan Securities LLC
Jpmorgan Chase Bank
Vsr Financial Services, Inc
Vsr Adviosry Services
Seasons Financial Group
Wal-Mart
Edward Jones
Dentsply
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Baker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
