Nicholas
Rouse

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6854021
Investment Advisor
in West Des Moines, IA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Nicholas Rouse is an advisor based in West Des Moines, Iowa. Currently an investment advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, Rouse has 10 years of professional experience in the financial advisory industry. Rouse holds a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Rouse can act as an advisor based out of Iowa and Texas. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Spartan Strength and Bank Of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in West Des Moines, Iowa, and has 2,958 brick-and-mortar locations in the nation. As a registered investment firm, Merrill Lynch, Pierce, Fenner & Smith Inc manages $820 billion in assets across 2,272,151 client accounts and employs more than 40,146 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the United States. The firm manages 755,507 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 3% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

7545 Ashworth Rd
West Des Moines, IA 50266

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

IA Average: $7,464,549,021
Total Number of Employees

41,217

IA Average: 88
Total Number of Accounts

2,472,247

IA Average: 3,892
Average Account Size

$322,494

IA Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Nicholas Rouse Work History

Nicholas has 10 years of experience.

2017 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2017 - Present (2 years)

Bank Of America, N.A

2008 - 2017 (9 years)

Spartan Strength

Disclosures

Nicholas Rouse has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Chandler, AZ
Brendan Ganji
Carmel, CA
Omar Khalil
Visalia, CA
Zachary Stitzer
Santa Monica, CA
Janine Nebbia
White Plains, NY
Damien Martinez
Tacoma, WA
Stephanie Springer
Vero Beach, FL
Matthew Sekera
Walnut Creek, CA

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started