Anne
Peterson

Vanguard Advisers, Inc

CRD#2906953
Investment Advisor
in Plano, TX

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About this Advisor

Anne Peterson is a financial advisor based out of Plano, Texas with 2 years of industry experience. Peterson is an advisor for Vanguard Advisers, Inc. Peterson has gained experience at Wells Fargo Advisors LLC, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc, Lpl Financial LLC, Fidelity Brokerage Services LLC, The Vanguard Group, Inc and Unaffiliated. Peterson holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Kansas, Pennsylvania and Texas. Vanguard Advisers, Inc is a company headquartered in Malvern, PA. The firm has offices in 2,124 locations and a total of 2,124 advisors. It has $299 billion in assets under management among its 634,470 accounts, placing it among the largest firms in the United States by assets under management. The firm advises 958 charities and foundations. Of its 634,470 client accounts, just 6% belong to high-net-worth clients who have more than $1 million in investable assets. The advisory firm offers a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial management fees largely depend on which services the firm provides the client. Fees billed by Vanguard Advisers, Inc most likely include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

7900 Windrose Ave.
Plano, TX 75024

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Vanguard Advisers, Inc Brokerage Details

Total Assets Under Management

$299,191,714,649

TX Average: $15,833,994,310
Total Number of Employees

2,124

TX Average: 41
Total Number of Accounts

634,470

TX Average: 3,342
Average Account Size

$471,562

TX Average: $4,737,880

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Anne Peterson Work History

Anne has been registered as a financial advisor for 2 years.*

2022 - Present (2 years)

The Vanguard Group, Inc

2021 - 2022 (1 year)

The Vanguard Group, Inc

2020 - 2021 (1 year)

Fidelity Brokerage Services LLC

2020 - 2020 (< 1 year)

Unaffiliated

2018 - 2020 (2 years)

Lpl Financial LLC

2015 - 2018 (3 years)

Cambridge Investment Research, Inc

2015 - 2018 (3 years)

Cambridge Investment Research Advisors, Inc

2011 - 2013 (2 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Anne Peterson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Vanguard Advisers, Inc

Cameron Payne
Charlotte, NC
Nathan Spear
Charlotte, NC
Austin Crass
Charlotte, NC
Anna Grimes
Malvern, PA
Milko Damjanovic
Scottsdale, AZ
William Mcbride
Malvern, PA
Julia Steele
Malvern, PA
Michael Raleigh
Malvern, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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