Carl
Antes
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Carl Antes is a financial advisor based in Leawood, Kansas with 16 years of industry experience. Antes is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Antes maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Kansas, North Carolina and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment business that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 financial advisors. It controls $1 trillion in total assets between its 2,864,234 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% belong to high-net-worth individuals who have at least $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides a wide set of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice largely depend on the type of financial services provided. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc can be comprised of any combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Carl Antes Work History
Carl has been registered as a financial advisor for 16 years.*
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Carl Antes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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