Joshua
Morales
Sowell Management
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About this Advisor
Joshua Morales is a financial advisor based in North Little Rock, Arkansas with a total of 1 year of industry experience. Morales works at Sowell Management. During their career, Morales has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Heart Of America Council, Boy Scouts Of America, Bank Of America, N.A, The Retirement Planning Group, Sowell Management and Nest Financial LLC. Morales has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Kansas and Missouri. Sowell Management is a firm based in North Little Rock, AR. The firm has offices in 55 locations and a total of 122 people on staff. It administers $3 billion in assets under management between its 12,450 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 18 charitable organizations. Of its 12,450 accounts, just 4% are associated with high-net-worth clients who have at least $1 million in assets. The company has a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors typically are based on which service is offered. Fees charged by Sowell Management likely are comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sowell Management Brokerage Details
$2,809,119,381
122
12,450
$225,632
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Joshua Morales Work History
Joshua has been registered as a financial advisor for 1 years.*
Sowell Management
Nest Financial LLC
The Retirement Planning Group
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Heart Of America Council, Boy Scouts Of America
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joshua Morales to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sowell Management
Houston, TX
Little Rock, AR
North Little Rock, AR
North Little Rock, AR
North Little Rock, AR
Gig Harbor, WA
North Little Rock, AR
North Little Rock, AR
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