Lpl Financial LLC
About this Advisor
Jody James is a financial advisor who works in Lewiston, Maine, who has been in the industry for 10 years. James is an employee of Lpl Financial LLC. The advisor has gained experience at The Bank Of Maine, Wts Proprietary Trading Group, LLC, James Graham Capital, Key Bank, Us Senate, Edward Jones, T3 Trading Group, LLC, Axa Advisors, LLC and Lpl Financial LLC. James holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Maine. Lpl Financial LLC is a registered investment company based out of Lewiston, Maine. The investment advisory business has offices in 9,519 locations and a total of 23,035 employees. It controls $208 billion in assets under management across its 892,326 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm provides financial advice to 1,956 charitable organizations. Of its 892,326 client accounts, 28% belong to high-net-worth investors who have at least $1 million in assets. The firm has a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees typically vary depending on which service is provided. Fees charged by Lpl Financial LLC most likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Lpl Financial LLC Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Jody James Work History
Jody has 10 years of experience.
Lpl Financial LLC
Axa Advisors, LLC
Wts Proprietary Trading Group, LLC
James Graham Capital
T3 Trading Group, LLC
The Bank Of Maine
Jody James has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Providence Forge, VA
Des Plaines, IL