Colleen
Clements

Principal Securities, Inc

CRD#6679930
Investment Advisor
in Bethesda, MD

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Colleen Clements is a financial advisor who works in Bethesda, Maryland with 5 years of industry experience. Clements works at Principal Securities, Inc. The advisor has gained experience at N/A, Student Partners, Carolina Ale House, The Dockside, Richardson Plowden, Principal Life Insurance Company and Principal Securities Inc. Clements has Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Maryland. Principal Securities, Inc is an advisory business that has its headquarters in Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 people on staff. It controls $9 billion in assets under management between its 46,075 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 34 charities and foundations. Of its 46,075 customer accounts, just 3% are held by high-net-worth individuals who have greater than $1 million in investable assets. The company has a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on the type of services provided. Fees billed by Principal Securities, Inc most likely include any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

6700 Rockledge Dr Bldg A Ste 350
Bethesda, MD 20817

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

MD Average: $9,259,360,772
Total Number of Employees

1,430

MD Average: 166
Total Number of Accounts

46,075

MD Average: 7,189
Average Account Size

$204,381

MD Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Colleen Clements Work History

Colleen has been registered as a financial advisor for 5 years.*

2016 - Present (8 years)

Principal Life Insurance Company

2016 - Present (8 years)

Principal Securities Inc

2015 - 2016 (1 year)

Richardson Plowden

2013 - 2013 (< 1 year)

Student Partners

2013 - 2014 (1 year)

Carolina Ale House

2013 - 2015 (2 years)

The Dockside

2006 - 2016 (10 years)

N/A

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Colleen Clements to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Alison White
Birmingham, AL
Jamey Pesek
Fargo, ND
Conrad Beeler
Lansing, MI
Benjamin Eichler
Williamston, MI
Jairus Halladay
Milwaukee, WI
Paige Lewis
Seattle, WA
John Pettit
Puyallup, WA
James Henry
Wdm, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started