Caitlin
West
The Ascent Group, LLC
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About this Advisor
Caitlin West is a certified financial planner based out of Virginia Beach, Virginia who has 1 year of relevant experience. West currently works for The Ascent Group, LLC. West has gained experience at Student, Gitterman Wealth Management, LLC, First Republic Investment Management, Inc, First Republic Securities Company, LLC, Demeter Professional Advisors Group, Fidelity Brokerage Services LLC, Fidelity Personal And Workplace Advisors, M Holdings Securities, Inc, Kb Financial Partners, LLC, Journey Strategic Wealth LLC and The Ascent Group, LLC. West has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in New Jersey. The Ascent Group, LLC is a registered investment company based in Virginia Beach, VA. The company has offices in nine locations and a total of 30 financial advisors. It handles $3 billion in total assets between its 5,077 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 14 charitable organizations. Of its 5,077 accounts, 18% are held by high-net-worth investors who have more than $1 million in assets. The Ascent Group, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fee schedules typically depend on which services are provided. Fees billed by The Ascent Group, LLC likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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The Ascent Group, LLC Brokerage Details
$2,526,906,387
30
5,077
$497,716
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Caitlin West Work History
Caitlin has been registered as a financial advisor for 1 years.*
The Ascent Group, LLC
Journey Strategic Wealth LLC
M Holdings Securities, Inc
Kb Financial Partners, LLC
First Republic Investment Management, Inc
First Republic Securities Company, LLC
Fidelity Brokerage Services LLC
Fidelity Personal And Workplace Advisors
Demeter Professional Advisors Group
Gitterman Wealth Management, LLC
Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Caitlin West to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at The Ascent Group, LLC
Virginia Beach, VA
Virginia Beach, VA
Wayne, PA
Virginia Beach, VA
Virginia Beach, VA
Virginia Beach, VA
Wayne, PA
Virginia Beach, VA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
