Catherine
Burgess

Wells Fargo Clearing Services, LLC

CRD#2656026
Investment Advisor
in Boston, MA
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About this Advisor

Catherine Burgess is a certified financial planner whose office is in Boston, Massachusetts. Currently a registered financial advisor at Wells Fargo Clearing Services, LLC, they have accumulated 12 years of professional experience as a financial advisor. Burgess has Series 63 and Series 66 licenses, which certify them as a securities representative. Burgess is able to act as a financial advisor based out of Rhode Island. The advisor has gained experience at Dreyfus Service Corporation, Mbsc Securities Corporation, Morgan Stanley, Morgan Stanley Private Bank, National Association, Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. Wells Fargo Clearing Services, LLC is headquartered in Boston, Massachusetts, and has 6,557 additional locations across the United States. Overall, Wells Fargo Clearing Services, LLC oversees $473 billion in assets throughout 1,432,715 accounts and employs more than 26,409 people. The level of assets currently under the firm's management makes it one of the largest financial advisory firms in the United States. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 39% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Wells Fargo Clearing Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

2 International Pl Fl 20
Boston, MA 02110

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

MA Average: $11,469,110,461
Total Number of Employees

26,352

MA Average: 458
Total Number of Accounts

1,434,106

MA Average: 33,415
Average Account Size

$302,067

MA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Catherine Burgess Work History

Catherine has 12 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2015 - 2015 (< 1 year)

Morgan Stanley Private Bank, National Association

2015 - 2016 (1 year)

Wells Fargo Advisors LLC

2010 - 2015 (5 years)

Morgan Stanley

2007 - 2009 (2 years)

Mbsc Securities Corporation

2006 - 2009 (3 years)

Dreyfus Service Corporation

Disclosures

Catherine Burgess has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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