Commonwealth Financial Network

Investment Advisor
in Waltham, MA

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About this Advisor

David Prendergast is a financial advisor working in Waltham, Massachusetts, who has been in the industry for 10 years. Prendergast is currently employed by Commonwealth Financial Network. Over the course of their career, they have held roles at Town Of Walpole, Ma, Saint Anselm College, Jtd Financial Services, LLC, Boston Partners Financial Group, Mass Mutual Financial and Commonwealth Financial Network. Prendergast holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Massachusetts. Commonwealth Financial Network is a registered investment business that has its headquarters in Waltham, Massachusetts. The company has offices in 1,090 locations and a total of 3,400 advisors. It administers $111 billion in assets among its 436,517 accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides financial advice to 277 charities and foundations. Of its 436,517 accounts, just 4% belong to high-net-worth individuals who have at least $1 million in investable assets. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fees depend on the type of services offered. Fees billed by Commonwealth Financial Network likely are comprised of any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

One University Office Park 29 and 95 Sawyer Road
Waltham, MA 02453

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management


MA Average: $16,012,751,954
Total Number of Employees


MA Average: 118
Total Number of Accounts


MA Average: 4,567
Average Account Size


MA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

David Prendergast Work History

David has 10 years of experience.

2014 - Present (6 years)

Commonwealth Financial Network

2013 - 2013 (< 1 year)

Boston Partners Financial Group

2013 - 2014 (1 year)

Mass Mutual Financial

2012 - 2012 (< 1 year)

Jtd Financial Services, LLC

2010 - 2012 (2 years)

Town Of Walpole, Ma

2010 - 2014 (4 years)

Saint Anselm College

2010 - 2011 (1 year)

Saint Anselm College


David Prendergast has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
Vanessa Jilot
Sausalito, CA
Dianne Davis
San Diego, CA
Jordan Walling
Duluth, MN
Corinne Kurucza
Great Neck, NY
Wayne Richardson
Waltham, MA
Melinda Pakulski
Williston, VT
Jonathan Shepard
Suwanee, GA

This content was compiled from the SEC and FINRA.

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