Elisa
Moore

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5969203
Investment Advisor
in Hartford, CT

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About this Advisor

Elisa Moore is a financial advisor operating out of Hartford, Connecticut, with 1 year of relevant experience. Moore is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Wells Fargo Advisors, Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, Citizens Securities, Inc, Santander Securities LLC and Santander Bank, Na. Moore holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Connecticut and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company operating out of New York, NY. It has offices in 3,372 locations and a total of 36,687 financial advisors. It handles $1 trillion in assets under management among its 2,864,234 accounts, making it one of the largest firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules usually depend on the type of financial services. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

185 Asylum St City Place Ii, 14Th Fl
Hartford, CT 06103

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CT Average: $7,464,549,021
Total Number of Employees

36,687

CT Average: 88
Total Number of Accounts

2,864,234

CT Average: 3,892
Average Account Size

$381,844

CT Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Elisa Moore Work History

Elisa has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2021 - Present (3 years)

Santander Securities LLC

2021 - Present (3 years)

Santander Bank, Na

2019 - 2021 (2 years)

Citizens Securities, Inc

2015 - 2019 (4 years)

Bank Of America, N.A

2015 - 2019 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2004 - 2015 (11 years)

Wells Fargo Advisors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Elisa Moore to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Sean Kienzle
Chicago, IL
William Edgar
New York, NY
Suzana Markasevic
New York, NY
Paul Michael Reyes
Oak Brook, IL
Jonathan Cates
Mount Pleasant, SC
Richard Buckley
Franklin, MA
Louise Burke
Washington, DC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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