Francis
Cassidy

Royal Alliance Associates, Inc

CRD#2729452
Investment Advisor
in Peabody, MA

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About this Advisor

Francis Cassidy is a certified financial planner operating in Peabody, Massachusetts who has 17 years of industry experience. Cassidy works at Royal Alliance Associates, Inc. They have spent their whole employment at Royal Alliance Associates, Inc. Cassidy has a Series 63 license, which qualifies them as a securities representative, and is registered to work in Massachusetts. Royal Alliance Associates, Inc is a financial advisory business that has its headquarters in Jersey City, NJ. The company has offices in 1,009 locations and a total of 3,704 employees. It has $30 billion in assets between its 149,233 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 191 charities and foundations. Of its 149,233 accounts, just 11% belong to high-net-worth clients who have at least $1 million in assets available to invest. Royal Alliance Associates, Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on the financial services provided. Fees charged by Royal Alliance Associates, Inc most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3 Centennial Drive Suite 300
Peabody, MA 01960

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

MA Average: $10,121,009,343
Total Number of Employees

3,704

MA Average: 92
Total Number of Accounts

149,233

MA Average: 6,978
Average Account Size

$197,920

MA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Francis Cassidy Work History

Francis has been registered as a financial advisor for 17 years.*

2001 - Present (23 years)

Royal Alliance Associates Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Francis Cassidy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Austen Harvey
Jersey City, NJ
Steven Fullmer
South Jordan, UT
Amanda Johnson
Spokane, WA
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Michael Camferdam
Pensacola, FL
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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