Herbert
Hollender

Ubs Financial Services Inc

CRD#1200421
Investment Advisor
in Peabody, MA

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About this Advisor

Herbert Hollender is an investment advisor whose office is in Peabody, Massachusetts. Currently a registered investment advisor with Ubs Financial Services Inc, Hollender has 10 years of practice in the financial advisory industry. Hollender has a Series 63 license, which designates the advisor as a securities agent. Hollender is able to work with clients based out of Texas. Hollender has spent their career at Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Peabody, Massachusetts, and operates out of 369 additional offices in the United States. As a company, Ubs Financial Services Inc manages $496 billion in assets throughout 922,927 client accounts and employs more than 13,402 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the United States. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 52% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Herbert Hollender Work History

Herbert has 10 years of experience.

2008 - Present (11 years)

Ubs Financial Services Inc

Disclosures

Herbert Hollender has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Debra Noble
Weehawken, NJ
Patrick Harrington
Weehawken, NJ
Micaela Murphy
La Jolla, CA
Kory Frost
Farmington, MI
Felicia Chang
Pasadena, CA
Chester Wang
Boulder, CO
Juliana Trovato
Florham Park, NJ
Brent Barnhart
Birmingham, MI

This content was compiled from the SEC and FINRA.

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