James
Obrien
Allspring Funds Management, LLC
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About this Advisor
James Obrien is a financial advisor working out of Honeoye Falls, New York with 2 years of industry experience. Obrien is on the advisory team at Allspring Funds Management, LLC. Throughout their career, Obrien has worked at J.P. Morgan Institutional Investments Inc, Jpmorgan Investment Management Inc, Putnam Retail Management and Allspring Funds Distributor, LLC. Obrien holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Connecticut. Allspring Funds Management, LLC is a financial advisory business based in Charlotte, NC. The investment advisory business has offices in six locations and a total of 418 financial advisors. It has $235 billion in total assets among its 7,030 accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 27 charitable organizations. Of its 7,030 client accounts, just 8% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The firm performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial management largely are based on which services the firm provides the client. Fees charged by Allspring Funds Management, LLC may include some blend of asset-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Allspring Funds Management, LLC Brokerage Details
$235,232,798,890
418
7,030
$33,461,280
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
James Obrien Work History
James has been registered as a financial advisor for 2 years.*
Allspring Funds Distributor, LLC
Putnam Retail Management
J.P. Morgan Institutional Investments Inc
Jpmorgan Investment Management Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Obrien to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Allspring Funds Management, LLC
Charlotte, NC
Charlotte, NC
Menomonee Falls, WI
New York, NY
Larkspur, CA
Charlotte, NC
Cumberland, RI
Magnolia, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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