Joanne
Caruso

Fidelity Personal And Workplace Advisors

CRD#2432404
Investment Advisor
in Boston, MA

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About this Advisor

Joanne Caruso is a financial advisor who works in Boston, Massachusetts, who has been in the financial industry for 16 years. Caruso is an employee of Fidelity Personal And Workplace Advisors. Throughout their career, they have worked at Merrill Lynch Pierce Fenner & Smith and Fidelity Brokerage Services LLC. Caruso maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in Connecticut, Massachusetts, Rhode Island and Texas. Fidelity Personal And Workplace Advisors is a financial advisory firm headquartered in Boston, Massachusetts. It has offices in 25 locations and a total of 6,722 advisors. It handles $338 billion in assets across its 914,878 client accounts, placing it among the biggest firms in the nation by assets under management. The firm advises eight charities and foundations. Of its 914,878 client accounts, 24% are held by high-net-worth clients who have greater than $1 million in investable assets. Fidelity Personal And Workplace Advisors provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors depend on which services the firm provides the client. However, fees charged by Fidelity Personal And Workplace Advisors may include some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

801 Boylston Street
Boston, MA 02116

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$338,001,104,173

MA Average: $16,012,751,954
Total Number of Employees

6,722

MA Average: 118
Total Number of Accounts

914,878

MA Average: 4,567
Average Account Size

$369,449

MA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Joanne Caruso Work History

Joanne has 17 years of experience.

2018 - Present (2 years)

Fidelity Brokerage Services LLC

2003 - 2018 (15 years)

Merrill Lynch Pierce Fenner & Smith

Disclosures

Joanne Caruso has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Fidelity Personal And Workplace Advisors

Bryce Martin
Boston, MA
Kimberley Jendrick
Boston, MA
Michael Masalehdani
Boston, MA
Shannon Kelly
Boston, MA
Noah Schwartz
Boston, MA
Eric Schroeder
Boston, MA
Jacob Streeter
Boston, MA
Tobe Mccann
Boston, MA

This content was compiled from the SEC and FINRA.

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