Joanne
Caruso

Fidelity Personal And Workplace Advisors

CRD#2432404
Investment Advisor
in Boston, MA
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About this Advisor

Joanne Caruso is an investment advisor who works out of Boston, Massachusetts. Currently an advisor with Fidelity Personal And Workplace Advisors, Caruso has 15 years of professional experience as an investment advisor. Caruso maintains Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Caruso is able to operate based out of Texas. Over the course of their career, they have held roles at Merrill Lynch Pierce Fenner & Smith and Fidelity Brokerage Services LLC. Fidelity Personal And Workplace Advisors is based out of Boston, Massachusetts, and operates out of 25 offices in the United States. In total, Fidelity Personal And Workplace Advisors oversees $345 billion in assets dispersed across 858,130 accounts and employs more than 6,485 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 68% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in assets. Fidelity Personal And Workplace Advisors can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

801 Boylston Street
Boston, MA 02116

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$338,001,104,173

MA Average: $16,012,751,954
Total Number of Employees

6,722

MA Average: 118
Total Number of Accounts

914,878

MA Average: 4,567
Average Account Size

$369,449

MA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Joanne Caruso Work History

Joanne has 15 years of experience.

2018 - Present (1 year)

Fidelity Brokerage Services LLC

2003 - 2018 (15 years)

Merrill Lynch Pierce Fenner & Smith

Disclosures

Joanne Caruso has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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