John
Franzago

Royal Alliance Associates, Inc

CRD#5206647
Investment Advisor
in West Dennis, MA

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About this Advisor

John Franzago is a financial advisor who works in West Dennis, Massachusetts with 2 years of industry experience. Franzago is an employee of Royal Alliance Associates, Inc. During their career, the advisor has held roles at Citizens Securities, Inc, Royal Alliance and Santander Securities LLC. Franzago holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Massachusetts. Royal Alliance Associates, Inc is a registered investment firm headquartered in Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 financial advisors. It manages $30 billion in total assets between its 149,233 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 191 charitable organizations. Of its 149,233 accounts, just 11% belong to high-net-worth investors who have at least $1 million in assets. The firm performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on which services are provided. However, fee types billed by Royal Alliance Associates, Inc likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

306 Rt 28
West Dennis, MA 02670

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

MA Average: $10,121,009,343
Total Number of Employees

3,704

MA Average: 92
Total Number of Accounts

149,233

MA Average: 6,978
Average Account Size

$197,920

MA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Franzago Work History

John has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Royal Alliance

2014 - 2021 (7 years)

Citizens Securities, Inc

2012 - 2014 (2 years)

Santander Securities LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Franzago to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Joel Morales
Wesley Chapel, FL
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Austen Harvey
Jersey City, NJ
Nicholas Adams
Southfield, MI
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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