John
Franzago

Royal Alliance Associates, Inc

CRD#5206647
Investment Advisor
in West Dennis, MA

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About this Advisor

John Franzago is a financial advisor operating in West Dennis, Massachusetts, who has been in the industry for 10 years. Franzago is an advisor for Royal Alliance Associates, Inc. Over the course of their career, they have held roles at Lpl, Sovereign Bank, Citizens Securities, Inc, Royal Alliance and Santander Securities LLC. Franzago holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Massachusetts. Royal Alliance Associates, Inc is a financial advisory company that has its headquarters in West Dennis, Massachusetts. The investment advisory business has offices in 905 locations and a total of 3,849 employees. It administers $28 billion in assets between its 112,286 accounts, making it one of the largest firms in the country by assets under management. The firm provides financial advisory services to 134 charities and foundations. Of its 112,286 accounts, 18% are held by high-net-worth clients who have greater than $1 million in investable assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees usually depend on which service is offered. However, fees billed by Royal Alliance Associates, Inc likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

306 Rt 28
West Dennis, MA 02670

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$28,249,401,040

MA Average: $10,121,009,343
Total Number of Employees

3,849

MA Average: 92
Total Number of Accounts

112,286

MA Average: 6,978
Average Account Size

$251,584

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Franzago Work History

John has 10 years of experience.

2021 - Present (1 year)

Royal Alliance

2014 - 2021 (7 years)

Citizens Securities, Inc

2012 - 2012 (< 1 year)

Lpl

2012 - 2012 (< 1 year)

Sovereign Bank

2012 - 2014 (2 years)

Santander Securities LLC

Disclosures

John Franzago has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Maja Stojanovic
Wakefield, MA
Ramona Panday
Jersey City, NJ
Jessica Paretta
Nazareth, PA
Brendon Pierce
Warwick, RI
Donna Tso
Honolulu, HI
Sebastian Kanczugowski
Bellevue, WA
Scott Schloegel
Kansas City, MO
Matthew Hall
Raleigh, NC

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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