Ubs Financial Services Inc
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About this Advisor
John Halloran is a financial advisor operating out of Peabody, Massachusetts, who has been in the industry for 10 years. Halloran is an advisor for Ubs Financial Services Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Ubs Financial Services Inc. Halloran has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Connecticut, Florida and Texas. Ubs Financial Services Inc is a registered investment firm headquartered in Peabody, Massachusetts. The company has offices in 369 locations and a total of 13,335 employees. It has $496 billion in assets under management across its 957,738 accounts, making it one of the biggest firms in the country by assets under management. The firm advises 4,771 charitable organizations. Of its 957,738 client accounts, 56% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Ubs Financial Services Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management largely are based on the services offered. Fee types charged by Ubs Financial Services Inc most likely consist of any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
John Halloran Work History
John has 11 years of experience.
Ubs Financial Services Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
John Halloran has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
New York, NY