Ubs Financial Services Inc
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About this Advisor
John Halloran is an investment advisor whose office is in Peabody, Massachusetts. Currently an investment advisor with Ubs Financial Services Inc, they have accumulated 14 years of experience in the financial advisory industry. Halloran has Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Halloran is able to operate based out of Connecticut, Texas and Florida. During their career, the advisor has held roles at Banc Of America Investment Services, Inc, Banc Of America Insurance Services, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Ubs Financial Services Inc. Ubs Financial Services Inc is located in Peabody, Massachusetts, and operates out of 369 other offices throughout the country. Overall, Ubs Financial Services Inc manages $496 billion in assets dispersed across 922,927 client accounts and employs more than 13,402 people. The firm's total assets under management places it among the biggest financial advisory firms in the United States. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 52% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
John Halloran Work History
John has 14 years of experience.
Ubs Financial Services Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Banc Of America Investment Services, Inc
Banc Of America Insurance Services, Inc
John Halloran has no disclosures.
Please visit their SEC profile for more details.
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